MICHAEL ALLAN TASH is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 213 WHITE HORSE PIKE, HADDON HEIGHTS, NJ, 08035.
MICHAEL ALLAN TASH has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013
Disclosure History
MICHAEL ALLAN TASH has 1 Disclosure Event(s).
Date: July 10, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT MICHAEL TASH DID NOT INFORM HIM OF THE PENALTIES HE WOULD INCUR IF HE SOLD HIS FUNDS. HE HAS SINCE DECIDED TO WITHDRAW HIS FUNDS AND PAID ALMOST $6,000.00 IN PENALTIES. Damage Amount Requested: $6,000.00 Broker Comment: CLAIM DENIED. AFTER REP FULLY EXPLAINED SHARE CLASSES, CLIENT OPTED FOR B SHARES TO AVOID FRONT-END LOAD. REP EXPLAINED CDSC AT THE TIME OF SALE WHEN HE LEARNED CLIENT WANTED TO MOVE FUNDS.
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