MICHAEL KENT TRACY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 6600 Westown Parkway, Ste 165, West Des Moines, IA, 50265.
MICHAEL KENT TRACY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 16, 2017
Disclosure History
MICHAEL KENT TRACY has 1 Disclosure Event(s).
Date: July 18, 2008 Category: Customer Dispute Allegations: CUSTOMER'S SON, WHO HAS TRADING AUTHORIZATION ON THE ACCOUNT, CLAIMS A UIT RECOMMENDATION WAS INAPPROPRIATE GIVEN HER AGE. REQUESTS REIMBURSEMENT OF MARKET LOSSES. Damage Amount Requested: $9,324.30 Settlement Amount: $1,196.68
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