MICHAEL PATRICK TRUITT

MICHAEL PATRICK TRUITT is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 224 E MAIN ST, SALISBURY, MD, 21801.

MICHAEL PATRICK TRUITT has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since December 12, 2008

Disclosure History

MICHAEL PATRICK TRUITT has 2 Disclosure Event(s).

Date: July 11, 2014
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS IN FEBRUARY 2013.
Broker Comment: THE CLAIM HAS BEEN DENIED, AND IS BELIEVED TO BE WITHOUT MERIT.

Date: August 01, 2001
Category: Customer Dispute
Allegations: COMPLAINT ALLEGED THAT RISK OF PRINCIPAL FLUCTUATION WAS NOT DISCLOSED.
Damage Amount Requested: $74,029.00
Settlement Amount: $74,029.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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