MICHAEL VASINKEVICH

MICHAEL VASINKEVICH is currently employed as a Broker and/or Investment Adviser at H.C.WAINWRIGHT & CO., LLC located at 430 Park Avenue, 4TH FLOOR, New York, NY, 10022.

MICHAEL VASINKEVICH has worked at H.C.WAINWRIGHT & CO., LLC since September 14, 2016

Disclosure History

MICHAEL VASINKEVICH has 1 Disclosure Event(s).

Date: July 21, 2004
Category: Customer Dispute
Allegations: CORPORATE PLAINTIFF ALLEGED THAT IN 1999 AND 2000, NUMEROUS DEFENDANTS, INCLUDING LADENBURG THALMANN & CO., INC., PERPETRATED A SCHEME TO DEFRAUD IT AND MANIPULATE ITS STOCK. MR. VASINKEVICH, EMPLOYED AT LADENBURG THALMANN AT THE TIME OF THE ALLEGED OCCURRENCES, WAS ONE OF SEVERAL DEFENDANTS ALLEGED TO HAVE BEEN INVOLVED IN THE PURPORTED SCHEME.
Damage Amount Requested: $400,000.00
Settlement Amount: $135,000.00
Broker Comment: ON FEBRUARY 27, 2012, THE PARTIES SETTLED THE MATTER AND AGREED TO A RELEASE OF ALL CLAIMS. ON MARCH 6, 2012, THE COURT DISMISSED THE ACTION IN ITS ENTIRETY WITH PREJUDICE.

More Information

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