MICHAEL PETER WALLACE is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 100 NORTH TAMPA STREET, SUITE 1750, TAMPA, FL, 33602.
MICHAEL PETER WALLACE has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since June 05, 2013
Disclosure History
MICHAEL PETER WALLACE has 2 Disclosure Event(s).
Date: November 26, 2008 Category: Customer Dispute Allegations: TIME FRAME: JUNE 2007 THRU NOVEMBER 26,2008. CLIENT ALLEGES THAT THE LEHMAN STRUCTURE PRODUCT INVESTMENT WAS PRINCIPAL PROTECTED. Damage Amount Requested: $1,500,000.00
Date: September 15, 1997 Category: Customer Dispute Allegations: CLIENTS ALLEGED THEIR F.A. FAILED TO TENDERALL SHARES OF TERRA NITROGEN PREFERRED. EVENTS OCCURRED DURING THE 1997 TIME PERIOD. Settlement Amount: $8,960.00 Broker Comment: CASE SETTLED FOR $8960.00SEE ATTACHED LETTER *****23I1A WAS ANSWERED "YES" IN ERROR- CORRECTED 8/27/1999*****
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