MICHAEL JOSEPH WECKER

MICHAEL JOSEPH WECKER is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 550 S WINCHESTER BLVD, SUITE 405, SAN JOSE, CA, 95128.

MICHAEL JOSEPH WECKER has worked at NYLIFE SECURITIES LLC since April 22, 1986

Disclosure History

MICHAEL JOSEPH WECKER has 2 Disclosure Event(s).

Date: April 20, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 22, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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