MICHAEL LEO WEMPLE

MICHAEL LEO WEMPLE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1985 DEKALB AVE, SYCAMORE, IL, 60178.

MICHAEL LEO WEMPLE has worked at LPL FINANCIAL LLC since January 04, 2016

Disclosure History

MICHAEL LEO WEMPLE has 1 Disclosure Event(s).

Date: March 21, 2002
Category: Customer Dispute
Allegations: SUITIABILITY IN CONNECTION WITH PURCHASES INCLUDING, BUT NOT LIMITED TO, LUCENT,SYBASE AND CISCO SYSTEMS OCCURRING BETWEEN JANUARY AND SEPTEMBER 2000 WHILE AT H&R BLOCK FINANCIAL ADVISORS, INC. CUSTOMER TRANSFERRED ACCOUNT WHEN MR. WEMPLE MOVED TO ANOTHER FIRM. ALLEGES APPROXIMATELY $35000 LOSS.
Damage Amount Requested: $35,000.00
Broker Comment: MCDONALD INVESTMENTS IS CONDUCTING A THOROUGH INVESTIGATION OF THE CUSTOMER'S COMPLAINT AND FOUND IT TO BE WITHOUT MERIT.

More Information

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