MICHAEL S WETRICH

MICHAEL S WETRICH is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 4009 WEST 49TH STREET, SIOUX FALLS, SD, 57106.

MICHAEL S WETRICH has worked at UBS FINANCIAL SERVICES INC. since August 12, 2006

Disclosure History

MICHAEL S WETRICH has 1 Disclosure Event(s).

Date: November 15, 2002
Category: Customer Dispute
Allegations: CLIENT, VIA ATTORNEY, ALLEGES UNSUITABILITY OF INVESTMENTS AND UNAUTHORIZED TRADING OVER THE PAST THREE YEARS.
Damage Amount Requested: $347,032.01 Damages Granted: $100,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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