MICHAEL ANDREW WICKBERG is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 111 1ST AVENUE SOUTH, LEWISBURG, TN, 37091.
MICHAEL ANDREW WICKBERG has worked at LPL FINANCIAL LLC since September 04, 2008
Disclosure History
MICHAEL ANDREW WICKBERG has 1 Disclosure Event(s).
Date: September 01, 1987 Category: Criminal Charges: CHARGE OF THEFT AND RECIEVING STOLEN MERCHANDISE........(1) 1 COUNT ( I BELIEVE) (2) FELONY (3) THERE WAS NO PLEAIN THIS CASE, PROSECUTION WAS WITHHELD DUE TO AN AGREEMENT OF A PRETIAL DIVERSION, ONCE CONDITIONS SET BYTHE COURT WHERE MET CASE WAS DISMISSED.....OCTOBER OF 1989 Charge Type: FELONY Disposition: (A) AGREEMENT TO WITHHOLD PROSECUTION BY ORDER OF A PRETRIAL DIVERSION, CASE DISMISSED OCTOBER 11, 1989 (B) 10-11-1998(C)UNSUPERVISED PROBATION OF ONE YEAR, $20 DIVERSION FEE, MAKE RESTITUTION, 50 HOURS COMMUNITY SERVICE, $50 COMMUNITY SERVICE FEE (D) UNSUPERVISED PROBATION TIME PERIOD OF ONE YEAR (E) 10-11-1998 (F) N/A (G) N/A Broker Comment: OFFENSE OCCURED ON PURDUE UNIVERSITY CAMPUS EARLY ONE MORNING AFTER A NIGHT OF HEAVY CELEBRATING AFTER A PURDUE FOOTBALL GAME. I WAS RECIEVING A RIDE HOME FROM A FRIEND OF ONE OF MY ROOMATES....I WAS ASLEEP IN CAR. HE DECIDED TO STOP AT A DORMITORY PARKING LOT AND STEAL ITEMS OUT OF CARS. I NEVER STOLE ANY OF THESE ITEMS OUT OF ANY OF THE CARS, ORDID I HAVE KNOWLEDGE OF WHAT HE WAS DOING. BUT I WAS CHARGED SINCE I WAS IN THE CAR AND THE ITEMS HE STOLE WHERE PLACED IN THE CAR. I MADE A VERY POOR JUDGEMENT ERROR.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MICHAEL ANDREW WICKBERG, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.