MICHAEL WAI KONG YEE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1585 KAPIOLANI BLVD, STE 1100, HONOLULU, HI, 96814-4523.
MICHAEL WAI KONG YEE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 09, 1987
Disclosure History
MICHAEL WAI KONG YEE has 1 Disclosure Event(s).
Date: January 26, 2011 Category: Customer Dispute Allegations: THE CLIENT'S TRUSTEE ALLEGED THAT THE INVESTMENTS WERE UNSUITABLE AND THE CDSC CHARGES WERE NOT DISCLOSED WHEN THE MUTUAL FUNDS WERE PURCHASED STARTING IN SEPTEMBER 2010 AND THE CLIENT SHOULD HAVE BEEN INFOMRED THAT THE POSITIONS SOLD IN DECEMBER 2010 WOULD BE AT A LOSS Damage Amount Requested: $28,892.64
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