MICHAEL O YORK is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 11837 MIRACLE HILLS DRIVE, SUITE 200, OMAHA, NE, 68154.
MICHAEL O YORK has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since March 23, 2012
MICHAEL O YORK has 3 Disclosure Event(s).
Date: March 11, 2013 Category: Regulatory Initiated By: NEBRASKA DEPARTMENT OF INSURANCE Allegations: REPRESENTATIVE ENTERED INTO A CONSENT ORDER ON 3/15/2013 WITH THE STATE OF NEBRASKA INVOLVING MEDICARE ADVANTAGE COVERAGE AND WAS FINED $1000.00 FOR RESPONDENT NOT BEING PRESENT AT THE TIME THE INSURED SIGNED DOCUMENTATION. Resolution: Consent Sanctions: $1000.00 FINE PAID IN FULL
Date: July 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: I GAVE THE CREDIT CARD TO MY WIFE FOR GAS & GROCERIES WHILE WE WERE IN THE MIDDLE OF SEPARATION. VERBALLY SHE SAID SHE WOULD MAKE THE MONTHLY PAYMENTS. ALL MY MAIL STILL WENT TO THE RESIDENCE, IN TURN I WAS NEVER GIVEN. I RECEIVED A PHONE CALL THAT MY ACCOUNT WAS DELINQUENT SO I PAID IT OFF AND SHUT THE CARD OFF.
Date: January 18, 2007 Category: Criminal Charges: SHOPLIFTING Disposition: Pled guilty Broker Comment: WHILE SHOPPING AT NO FRILLS ON 1/18/2007, I PUT A CAN OF CHEWING TOBACCO IN MY POCKET SO I WOULD HAVE FREE HANDS TO CARRY MY GROCERIES. WHILE SHOPPING FOR THE REST OF MY GROCERIES ON MY LIST, I WAS TAKEN ASIDE BY AN UNDERCOVER OFFICER AND ASKED TO EMPTY MY POCKETS. I WAS GIVEN A TICKET TO APPEAR IN COURT. I PLED GUILTY BECAUSE I FELT THAT IT WAS MY FAULT FOR PUTTING THE CHEW IN MY POCKET.
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