MICHAEL CONRAD ZID

MICHAEL CONRAD ZID is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 545 METRO PLACE SOUTH, SUITE 300, DUBLIN, OH, 43017.

MICHAEL CONRAD ZID has worked at MORGAN STANLEY since August 20, 2010

Disclosure History

MICHAEL CONRAD ZID has 1 Disclosure Event(s).

Date: November 28, 1997
Category: Customer Dispute
Allegations: IN LATE NOVEMBER 1997 [CUSTOMER] SUBMITTEDAN UNDATED UNSIGNED HAND WRITTEN NOTE VAGUELY ALLEGING THE CEOOF AN ISSUER AND I DEFRAUDED HIM OF $500,000 USING VARIOUS(UNSPECIFIED) TECHNIQUES
Damage Amount Requested: $500,000.00
Settlement Amount: $60,000.00
Broker Comment: SETTLED FOR $60,000 BROKER DID NOT CONTRIBUTE TOSETTLEMENT22G ANSWERED YES IN ERROR ON U4 FORM. ONLYCOMPLAINT IS [CUSTOMER] OCC #11

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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