MICHEAL DAVID PAUL

MICHEAL DAVID PAUL is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 370 INTERLOCKEN BOULEVARD, SUITE 600, BROOMFIELD, CO, 80021.

MICHEAL DAVID PAUL has worked at NYLIFE SECURITIES LLC since March 18, 2016

Disclosure History

MICHEAL DAVID PAUL has 1 Disclosure Event(s).

Date: October 30, 2012
Category: Financial
Type: Compromise
Disposition: LOAN MODIFICATION

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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