MICHELE MARIKO FULLER

MICHELE MARIKO FULLER is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 1102 BROADWAY STE 300, SUITE 100, TACOMA, WA, 98402.

MICHELE MARIKO FULLER has worked at WADDELL & REED since August 27, 2015

Disclosure History

MICHELE MARIKO FULLER has 3 Disclosure Event(s).

Date: December 01, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED FOR A LESSER BALANCE
Broker Comment: I WAS UNEMPLOYED FOR A TIME AND DEFAULTED ON SEVERAL ACCOUNTS WITH CREDIT CARD COMPANIES. I RETURNED TO SCHOOL AND WORKED PART TIME TO PAY OFF THIS DEBT, BUT "SETTLED FOR A LESSER BALANCE" THAT WAS MANAGEABLE FOR ME GIVEN MY INCOME AT THE TIME.

Date: August 01, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED FOR A LESSER BALANCE
Broker Comment: I WAS UNEMPLOYED FOR A TIME AND DEFAULTED ON SEVERAL ACCOUNTS WITH CREDIT CARD COMPANIES. I RETURNED TO SCHOOL AND WORKED PART TIME TO PAY OFF THIS DEBT, BUT "SETTLED FOR A LESSER BALANCE" THAT WAS MANAGEABLE FOR ME GIVEN MY INCOME AT THE TIME.

Date: January 26, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED FOR A LESSER BALANCE
Broker Comment: I WAS UNEMPLOYED FOR A TIME AND DEFAULTED ON SEVERAL ACCOUNTS WITH CREDIT CARD COMPANIES. I RETURNED TO SCHOOL AND WORKED PART TIME TO PAY OFF THIS DEBT, BUT "SETTLED FOR A LESSER BALANCE" THAT WAS MANAGEABLE FOR ME GIVEN MY INCOME AT THE TIME.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MICHELE MARIKO FULLER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.