MICHELE SHARPE SCHNEIDER

MICHELE SHARPE SCHNEIDER is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 1170 HIGHWAY A1A, SATELLITE BEACH, FL, 32937.

MICHELE SHARPE SCHNEIDER has worked at WOODBURY FINANCIAL SERVICES, INC. since December 08, 2006

Disclosure History

MICHELE SHARPE SCHNEIDER has 1 Disclosure Event(s).

Date: July 08, 2002
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THAT BROKER FAILED TO FULLY FOLLOW INSTRUCTIONS TO SELL INTEL STOCK. ALLEGED DAMAGES: ESTIMATED TO EXCEED $5,000.
Broker Comment: I DENY THE ALLEGATIONS COMPLETELY. THE CLIENT INSTRUCTED ME TO SELL 944 SHARES OF INTEL WHICH I DID. AT NO TIME DID THE CLIENT INSTRUCTED ME TO SELL THEIR ENTIRE POSITION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MICHELE SHARPE SCHNEIDER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.