MICHELLE LEE CASPER

MICHELLE LEE CASPER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1160 MARSH ST STE 200, SAN LUIS OBISPO, CA, 93401.

MICHELLE LEE CASPER has worked at WELLS FARGO CLEARING SERVICES, LLC since May 16, 2016

Disclosure History

MICHELLE LEE CASPER has 2 Disclosure Event(s).

Date: January 21, 2014
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: November 06, 1987
Category: Criminal
Charges: MISDEMEANOR FOR SHOPLIFTING Charge Type: MISDEMEANOR
Disposition: MY CHARGE WAS DISMISSED AFTER 2 YEAR PROBATION
Broker Comment: I WAS CHARGED W/SHOPLIFTING AT A LOCAL TARGETSTORE. THE AMOUNT WAS UNDER $15.00 FOR A TOTAL OF 3 ITEMS.THESE CHARGES WERE LATER DISMISSED AND MY RECORD SEALED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MICHELLE LEE CASPER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.