Michelle Marie Frazier

Michelle Marie Frazier is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 218 S 14TH ST, NEW CASTLE, IN, 47362-3327.

Michelle Marie Frazier has worked at EDWARD JONES since August 10, 2012

Disclosure History

Michelle Marie Frazier has 1 Disclosure Event(s).

Date: July 19, 2016
Category: Customer Dispute
Allegations: AFTER PLAINTIFF CONTACTED DEFENDANTS IN 08/14 REQUESTING WITHDRAWAL OF $10,000 OF INVESTMENTS, PLAINTIFF ALLEGES DEFENDANTS FAILED THEIR DUE DILIGENCE BY MISCALCULATING THE TAX CONSEQUENCES FOR THE AGREED UPON SALE OF CHESAPEAKE UTILITY CORPORATION STOCK SOLD ON 08/22/14.
Damage Amount Requested: $5,000.00
Broker Comment: After completion of the firm's investigation into client's initial allegations, claim was denied on 09/01/16. Client filed litigation on 02/28/17.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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