MICHELLE D MCINTYRE is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at ONE UNIVERSITY PLAZA, SUITE 108, HACKENSACK, NJ, 07601.
MICHELLE D MCINTYRE has worked at CADARET, GRANT & CO., INC. since December 19, 2016
Disclosure History
MICHELLE D MCINTYRE has 2 Disclosure Event(s).
Date: February 15, 2017 Category: Judgment / Lien Judgment/Lien Amount: $37,158.00 Judgment/Lien Type: Tax Broker Comment: Currently pursuing direct payment strategy with IRS.
Date: February 18, 2015 Category: Employment Separation After Allegations Firm Name: MERRILL LYNCH, PIERCE, FENNER AND SMITH INCORPORATED Termination Type: Voluntary Resignation Allegations: CONDUCT INCONSISTENT WITH FIRM POLICY REGARDING PERSONAL BANK ACCOUNTS. Broker Comment: The circumstances surrounding the disclosure on my U-5 relate simply to two personal checks returned for insufficient funds at Bank of America. Once brought to my attention, full payment was immediately made. No clients, or client funds, were involved. After investigation, my former employer, Merrill Lynch, took no disciplinary action whatsoever. I retired on February 17, 2015 after 24 years of service at Merrill Lynch, with full benefits. It is my opinion that the U-5 disclosure involved a personal issue, was not industry related, and, in an exercise of discretion, might not have required disclosure.
More Information
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