MICKEY SAKATA PINGUELO

MICKEY SAKATA PINGUELO is currently employed as a Broker and/or Investment Adviser at ONEAMERICA SECURITIES, INC. located at ONE AMERICAN SQUARE, INDIANAPOLIS, IN, 46282.

MICKEY SAKATA PINGUELO has worked at ONEAMERICA SECURITIES, INC. since June 01, 2015

Disclosure History

MICKEY SAKATA PINGUELO has 4 Disclosure Event(s).

Date: November 29, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 29, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MICKEY SAKATA PINGUELO, click here.

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