MIGUEL ANDRES BALLESTAS

MIGUEL ANDRES BALLESTAS is currently employed as a Broker and/or Investment Adviser at BOLTON SECURITIES CORPORATION located at 801 Brickell Avenue, suite # 2260, Miami, FL, 33131.

MIGUEL ANDRES BALLESTAS has worked at BOLTON SECURITIES CORPORATION since June 11, 2014

MIGUEL ANDRES BALLESTAS is also currently employed as a Broker and/or Investment Adviser at BALLESTAS GROUP located at 801 BRICKELL AVENUE, SUITE 2260, MIAMI, FL, 33131 since November 06, 2014

MIGUEL ANDRES BALLESTAS is also currently employed as a Broker and/or Investment Adviser at BOLTON GLOBAL CAPITAL located at 801 Brickell Avenuesuite # 2260, Miami, FL, 33131 since November 06, 2014

Disclosure History

MIGUEL ANDRES BALLESTAS has 1 Disclosure Event(s).

Date: July 08, 2013
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES UNAUTHORIZED TRADING FROM OCTOBER 2012 TO MAY 2013.
Damage Amount Requested: $100,000.00
Settlement Amount: $60,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MIGUEL ANDRES BALLESTAS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.