MIGUEL AMARAL GOMES

MIGUEL AMARAL GOMES is currently employed as a Broker and/or Investment Adviser at HORACE MANN INVESTORS, INC. located at 364 East Street, Ludlow, MA, 01056.

MIGUEL AMARAL GOMES has worked at HORACE MANN INVESTORS, INC. since May 05, 2014

Disclosure History

MIGUEL AMARAL GOMES has 1 Disclosure Event(s).

Date: February 02, 2016
Category: Customer Dispute
Allegations: Customer's spouse is disputing if customer was actually shown the application signed on October 7, 2010 and that registered rep failed to do the following: inform customer that he would not be eligible to obtain a life insurance policy given his preexisting health conditions; properly fill out the hand written questionnaire; properly fill out the type written Application; provide the type written application to customer for review; obtain customer's signature on the type written application. Improperly witnessed the type written application; submitted an application he knew was incomplete or improper to Horace Mann; and information spouse and customer that they would have adequate life insurance coverage if they executed the Horace Mann life insurance policy.
Damage Amount Requested: $480,000.00
Broker Comment: Mr. Brown was shown an application which he then signed. The allegations are unwarranted and unsubstantiated.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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