MIGUEL EDUARDO GONZALEZ

MIGUEL EDUARDO GONZALEZ is currently employed as a Broker and/or Investment Adviser at SHEARSON FINANCIAL SERVICES, LLC located at 7000 W. PALMETTO PARK RD, SUITE 306, BOCA RATON, FL, 33433.

MIGUEL EDUARDO GONZALEZ has worked at SHEARSON FINANCIAL SERVICES, LLC since January 27, 2006

Disclosure History

MIGUEL EDUARDO GONZALEZ has 2 Disclosure Event(s).

Date: January 09, 1997
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT INVESTMENTS WEREMISREPRESENTED DURING THE PERIOD OF 5/90 TO 6/96. ALLEGEDDAMAGES OF $258,926.
Damage Amount Requested: $258,926.00
Settlement Amount: $84,000.00
Broker Comment: PAINEWEBBER SETTLED THIS CLAIM FOR $84K.NOT PROVIDED

Date: October 30, 1992
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGED EXCESSIVE AND UNSUITABLETRADING AND FRAUD AND SOUGHT DAMAGES OF $87,000
Damage Amount Requested: $87,387.00
Settlement Amount: $35,000.00
Broker Comment: PAINEWEBBER AND MR. GONZALEZ SETTLED WITH THECLAIMANTS FOR A TOTAL PAYMENT OF $35,000. MR. GONZALEZ WILLCONTRIBUTE $15,000 TOWARD THE SETTLEMENT.NOT PROVIDED

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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