MIGUEL A ROMANZENO is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at PLZ. PRADERA, CARR 167, STE 8 LEVITTOWN STATION, TOA BAJA, PR, 00950.
MIGUEL A ROMANZENO has worked at PFS INVESTMENTS INC. since March 08, 1991
Disclosure History
MIGUEL A ROMANZENO has 1 Disclosure Event(s).
Date: May 18, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT I RECOMMENDED THAT HE SELL HIS MUTUAL FUND POSITION(S) AND PURCHASE NEW MUTUAL FUND POSITION(S) THAT WERE MORE AGGRESSIVE, CAUSING CUSTOMERS A LOSS. Damage Amount Requested: $22,016.04 Broker Comment: I AM CONFIDENT THAT ALL RECOMMENDATIONS MADE WERE SUITABLE AND THAT I PROVIDED EXCELLENT SERVICE.
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