MILTON LYMAN KNOWLTON is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 5100 Poplar Ave, Suite 2300, Memphis, TN, 38137.

MILTON LYMAN KNOWLTON has worked at MML INVESTORS SERVICES, LLC since October 28, 1982

Disclosure History

MILTON LYMAN KNOWLTON has 2 Disclosure Event(s).

Date: February 06, 2018
Category: Investigation
Initiated By: State of Tennessee Department of Commerce and Insurance Description of Investigation: Initiated upon a consumer complaint related to a sale of a replacement annuity policy that was allegedly unsuitable and resulted in a loss.

Date: July 03, 2017
Category: Customer Dispute
Allegations: The complainant alleges that the variable life insurance policy that he purchased in 2000 was misrepresented.
Damage Amount Requested: $137,081.69
Broker Comment: Internal case #201729051.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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