MILTON MYRON MCINTYRE is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 2201 COLEFAX CT, LEHIGH ACRES, FL, 33973.
MILTON MYRON MCINTYRE has worked at SECURITIES AMERICA, INC. since November 02, 2017
Disclosure History
MILTON MYRON MCINTYRE has 3 Disclosure Event(s).
Date: May 12, 1983 Category: Regulatory Initiated By: STATE OF WISCONSIN DEPT. OF SECURITIES Allegations: EXCEEDED LIMITS OF OFFERING AS PERMITTED BYTHE STATE OF WIS. $100,000 MAX OFFERING PERMITTED UNDER WIS.BLUE SKY LAW. Resolution: Order SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: ORDER OF PROHIBITION AND REQUIREMENT TO MAKE ARECISION OFFER TO SIX INVESTORS. OFFER MADE, NONE EXERCISED. Broker Comment: THE LAW FIRM OF SESSLER & BELOTT OF ERIE PENNA.WAS RETAINED TO PREPARE THE OFFERING, FILE UNDER RULE #146 THEEXEMPT STATUS AND BLUE SKY THE OFFERING IN THE STATE OF WIS.THE LAW FIRM FIALED TO ACT PROPERLY AND WAS SUED FORMALPRACTICE. THIS SUIT WAS SETTLED DURING 1992 FOR $90000.
Date: May 02, 1983 Category: Regulatory Initiated By: OHIO Resolution: Order SanctionDetails: Sanctions: Cease and Desist/Injunction Broker Comment: THE LAW FIRM OF SESSLER & BELOTT OF ERIE PENNA.WAS RETAINED TO PREPARE THE OFERING FILE UNDER RULE #146. THEEXEMPT STATUS AND BLUE SKY THE OFFERING IN THE STATE OF OHIO -THE FIRM FAILED TO ACT PROPERLY AND WAS SUED FOR MALPRACTICE.THIS SUIT WAS SETTLED DURING 1992 FOR $9000.
Date: January 01, 1983 Category: Regulatory Initiated By: STATE OF OHIO DIVISION OF SECURITIES Allegations: FAILURE TO FILE TIMELY REQUIRED STATEMENT OFSALE OF EXEMPT LIMITED PARTNERSHIP UNITS SOLD UNDER A PRIVATEPLACEMENT (RULE #146). STATEMENT WAS REQUIRED EVERY SIXTY (60)DAYS AND WAS NOT FILED UNTIL OFFERING CLOSED. Resolution: Decision SanctionDetails: Sanctions: Cease and Desist/Injunction Sanction Details: CEASE & DESIST ORDER ISSUED AGAINST ISSUED ANDGENERAL PARTNERS TO STOP L.P. UNIT SALES. A HEARING WASCONDUCTED. SALE HAD BEEN COMPLETED. NO FURTHER ACTION. Broker Comment: THE LAW FIRM OF SESSLE & ELLIOTT OF ERIE,DENNAWAS DETAINED TO PREPARE THE OFFERING FILE UNDER RULE #146 THEEXEMPT STATUS AND BLUE SKY THE OFFERING IN THE STATE OF OHIO.THE FIRM FAILED TO ACT PROPERLY AND WAS SUED FOR MALPRACTICE.THIS SUIT WAS SETTLED DURING 1992 FOR $90,000
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MILTON MYRON MCINTYRE, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.