MIRTHA YOCASTA PUJOLS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 522 5TH AVENUE, NEW YORK, NY, 10036.

MIRTHA YOCASTA PUJOLS has worked at MORGAN STANLEY since July 01, 2010

Disclosure History

MIRTHA YOCASTA PUJOLS has 2 Disclosure Event(s).

Date: October 29, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $10,271.09
Judgment/Lien Type: Civil

Date: February 03, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $7,123.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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