MISTY RAE JONES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9200 E PIMA CENTER PKY STE 190, SCOTTSDALE, AZ, 85258.
MISTY RAE JONES has worked at LPL FINANCIAL LLC since April 27, 2011
Disclosure History
MISTY RAE JONES has 2 Disclosure Event(s).
Date: August 16, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: January 22, 2010 Category: Employment Separation After Allegations Firm Name: UBS FINANCIAL SERVICES INC. Termination Type: Discharged Allegations: MS. ESLINGER'S EMPLOYMENT WAS TERMINATED AFTER ALLEGATIONS WERE MADE THAT ACCUSED HER OF CAUSING THE FIRM TO PAY HER A HIGHER PERCENTAGE OF THE FIRM'S REVENUE FROM CERTAIN TRANSACTIONS THAN TO WHICH SHE WAS ENTITLED. NO CLIENTS WERE HARMED BY HER CONDUCT.
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