MITCHELL FRANK GRIFFIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 119 3RD ST SOUTH SUITE #1, COLUMBUS, MS, 39701.

MITCHELL FRANK GRIFFIN has worked at LPL FINANCIAL LLC since February 13, 2017

Disclosure History

MITCHELL FRANK GRIFFIN has 1 Disclosure Event(s).

Date: February 27, 2017
Category: Customer Dispute
Allegations: Clients allege misrepresentation in the purchase of variable annuities in 2014 and 2015.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MITCHELL FRANK GRIFFIN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.