MITCHELL H LIBERMAN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1221 MCKINNEY ST, HOUSTON, TX, 77010.
MITCHELL H LIBERMAN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 23, 1986
Disclosure History
MITCHELL H LIBERMAN has 3 Disclosure Event(s).
Date: December 18, 2002 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED THAT THEY WERE NOT INFORMED OF THE RISKS OF THE MUNDER NETNET FUND. Damage Amount Requested: $47,614.00 Broker Comment: MERRILL LYNCH FOUND THAT CUSTOMERS WERE PROPERLY INFORMED IN THEIR INVESTMENT DECISIONS.
Date: May 01, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABLE INVESTMENTS. Damage Amount Requested: $187,000.00 Broker Comment: CLAIM WAS REJECTED ON AUGUST 19, 2002.NOTHING FURTHER WAS HEARD FROM CLAIMANT.
Date: June 05, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FC DID NOT PROPERLY ADVISE HIM CONCERNING OPTIONS. Damage Amount Requested: $102,000.00 Settlement Amount: $102,000.00 Broker Comment: THIS MATTER WAS AETTLED ON AUGUST 30, 2000.
More Information
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