Mitchell Anson McMonigle

Mitchell Anson McMonigle is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 6300 LAMAR AVENUE, OVERLAND PARK, KS, 66202.

Mitchell Anson McMonigle has worked at WADDELL & REED since December 15, 2017

Disclosure History

Mitchell Anson McMonigle has 1 Disclosure Event(s).

Date: August 12, 2010
Category: Criminal
Charges: FICTITIOUS PLATE
Disposition: Dismissed
Broker Comment: I RECEIVED A FICTICIOUS PLATE CHARGE BECAUSE I WAS BORROWING A CAR FROM MY PARENTS, WHO ARE MO RESIDENTS, FOR A BRIEF PERIOD, WHILE I WAS A RESIDENT OF CO.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Mitchell Anson McMonigle, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.