MITCHELL WESLEY POOLE is currently employed as a Broker and/or Investment Adviser at ONEAMERICA SECURITIES, INC. located at 3681 N LOCUST GROVE RD, SUITE 200, MERIDIAN, ID, 83646-5924.
MITCHELL WESLEY POOLE has worked at ONEAMERICA SECURITIES, INC. since November 17, 2009
Disclosure History
MITCHELL WESLEY POOLE has 2 Disclosure Event(s).
Date: December 09, 2002 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT RR STATED THE FOLLOWING: (1)ONCE TWO PREMIUMS WERE MADE, SHE WOULD NOT HAVE TO MAKE ADDITIONAL PAYMENTS; (2) THE COST OF THE INSURANCE WOULD REMAIN AT $22.50 AND (3) CUSTOMER WOULD HAVE A SUBSTANTIAL SUM OF MONEY IF SHE CONTRIBUTED ON A REGULAR BASIS. TIME PERIOD: 6/1998 - 2002. NO SPECIFIC RELIEF REQUESTED.
Date: December 16, 1974 Category: Criminal Charges: 1)ONE COUNT THEFT. 2)MISDEMEANOR. 3)GUILTY Charge Type: MISDEMEANOR Disposition: A)CONVICTED. B)12/1974. C)1 YEAR PROBATION. $25.00 FINE Broker Comment: "THE INCIDENT ON MY RAPP SHEET INVOLVED THETAKING OF A TAPE RECORDER VALUED AT $50.00 FROM A FRIEND OFMINTHAT I LIVED WITH WHILE A STUDENT AT BRIGHAM YOUNGUNIVERSITY IN PROVO, UTAH. THE TAPE RECORDER WAS RETURNED TOHIM, BUT HE PRESSED CHARGES, AND I WAS CHARGED WITH"MISDEMEANOR" THEFT. AFTER PLEADING GUILTY IN COURT, I PAID A$25.00 FINE AND SAW A PROBATION OFFICER FOR ONE YEAR. I HAVENEVER TO MY KNOWLEDGE BEEN CHARGED WITH OR CONVICTED OF ANYOTHER CRIME. I WAS TOLD AT THE TIME THAT SINCE THIS WAS AMISDEMEANOR CHARGE AND BECAUSE OF MY YOUNG AGE, THIS WOULD NOTAPPEAR ON MY PERMANENT RECORD, SO I HAVE ALWAYS ANSWERED THISQUESTION IN THE NEGATIVE. APPARANTLY THIS IS SOMETHING I WILLNEED TO RECTIFY ON MY RECORDS. I HAVE NO COURT RECORDS, NOR WASI GIVEN ANY AT THE TIME. I'M SURE THAT THE PROVO, UTAH POLICEDEPARTMENT COULD PROVIDE THESE RECORDS."
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MITCHELL WESLEY POOLE, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.