MONA ANDRIKIAN

MONA ANDRIKIAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 522 5TH AVENUE, NEW YORK, NY, 10036.

MONA ANDRIKIAN has worked at MORGAN STANLEY since June 14, 2013

Disclosure History

MONA ANDRIKIAN has 1 Disclosure Event(s).

Date: April 05, 2002
Category: Customer Dispute
Allegations: ALLEGED FAILURE TO ADEQUATELY EXPLAIN MARGIN;ALLEGED UNSUITABLE USE OF MARGIN.
Damage Amount Requested: $900,000.00
Settlement Amount: $150,000.00
Broker Comment: FINANCIAL ADVISOR VEHEMENTLY DENIES CLAIMANTS' ALLEGATIONS. ALL TRANSACTIONS WERE UNSOLICITED AND CLAIMANTS WERE ADVISED OF RISKS OF MARGIN. PURSUANT TO THE STIPULATION OF THE PARTIES, THE ARBITRATION PANEL UNANIMOUSLY RECOMMENDED THE EXPUNGEMENT OF THIS MATTER FROM MS. ANDRIKIAN'S CRD.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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