Monica A Milleson

Monica A Milleson is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 627 LINCOLN AVE, YORK, NE, 68467.

Monica A Milleson has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

Monica A Milleson has 2 Disclosure Event(s).

Date: January 14, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: As a single mother since 2002 with two children (one adopted with special needs). I received little to no child support for many years. With a special needs child, I faced significant challenges, including financial. In 2008 my mother became ill and I relocated from Omaha, NE to York, NE to care for her. I sold my home in Omaha in 2010 and used the proceeds to pay off my outstanding debt. There was not enough remaining funds, after paying off the medical bills, to pay Capital One in full. I contacted Capital One and a settlement was negotiated for $2,593.09 for the full balance of $3,459.09.

Date: August 18, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: As a single mother since 2002 with two children (one adopted with special needs). I received little to no child support for many years. With a special needs child, I faced significant challenges, including financial. In 2008 my mother became ill and I relocated from Omaha, NE to York, NE to care for her. I sold my home in Omaha in 2010 and used the proceeds to pay off my outstanding debt. There was not enough remaining funds, after paying off the medical bills, to pay Citibank Home Depot in full. I contacted Citibank/The Home Depot and a settlement negotiated for $500 for the full balance of $1,1696.12 owed.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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