MONO KIM NONG

MONO KIM NONG is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 111 West st , John Street, suite 230, san jose, CA, 95113.

MONO KIM NONG has worked at LPL FINANCIAL LLC since July 17, 2013

Disclosure History

MONO KIM NONG has 1 Disclosure Event(s).

Date: September 11, 2008
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THEY DID NOT UNDERSTAND THE VARIABLE ANNUITY CONTRACTS PURCHASED IN NOVEMBER 2007. COMPENSATORY DAMAGES UNSPECIFIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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