MONTIE DAVID FOSTER

MONTIE DAVID FOSTER is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 7077 Bonneval Rd, STE 380, Jacksonville, FL, 32216.

MONTIE DAVID FOSTER has worked at PRINCIPAL SECURITIES, INC. since March 13, 1991

Disclosure History

MONTIE DAVID FOSTER has 2 Disclosure Event(s).

Date: January 26, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES LACK OF SUITABILITY FOR VARIABLE LIFE AND VARIABLE ANNUITY CONTRACTS DATED MARCH 2003.
Broker Comment: CLIENT DID NOT ALLEGE ANY DAMAGES OR LOSSES. AMOUNT ESTIMATED TO BE IN EXCESS OF $5000.00.

Date: April 08, 2004
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT 1999 SALES OF VIATICALS MAY HAVE BEEN UNSUITED FOR INVESTMENT CHOICE. MR FOSTER WAS NOT NAMED AS A RESPONDENT IN THIS ARBITRATION AS PRINCOR FINANACIAL SERVICES CORP IS THE SOLE RESPONDENT; FOSTER WAS MENTIONED IN THE CLAIM
Damage Amount Requested: $94,602.18
Settlement Amount: $75,000.00

More Information

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