MORGAN RACHEL CAVENDER

MORGAN RACHEL CAVENDER is currently employed as a Broker and/or Investment Adviser at GWFS EQUITIES, INC. located at 11500 OUTLOOK STREET, OVERLAND PARK, KS, 66211.

MORGAN RACHEL CAVENDER has worked at GWFS EQUITIES, INC. since August 21, 2015

Disclosure History

MORGAN RACHEL CAVENDER has 1 Disclosure Event(s).

Date: July 13, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAD GOTTEN BEHIND WHEN MY HOURS WERE DROPPED TO APPROXIMATELY 17 HOURS A WEEK FOR A COUPLE OF MONTHS. LAST PAYMENT HAS ALREADY BEEN AUTHORIZED AND WILL BE COMPLETED ON 8/24/15.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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