MORRIS MURCIANO is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 2111 NORTHERN BLVD., MANHASSET, NY, 11030.
MORRIS MURCIANO has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012
Disclosure History
MORRIS MURCIANO has 2 Disclosure Event(s).
Date: October 23, 2008 Category: Customer Dispute Allegations: REGARDING AUGUST 2008 DISCUSSIONS ABOUT THE CUSTOMERS DREYFUS MUTUAL FUNDS. THE CUSTOMER ALLEGES THAT REPRESENTATIVE DID NOT CASH OUT THE WAY THAT I TOLD HIM TO. Damage Amount Requested: $40,600.00 Settlement Amount: $40,600.00 Broker Comment: CLIENT DECLINED REPRESENTATIVES ADVICE TO SELL FUND AFTER AUGUST 2008 AND TWICE PRIOR TO MARKET DOWNTURN. CLIENT DECLINED MANAGERS OCTOBER 2008 OFFER TO SELL FUND. CLIENT NEVER GAVE ORDER TO SELL FUND. THIS CLAIM WARRANTED DENIAL. FIRMS RESOLUTION TO CLAIM BEYOND CONTROL OF REPRESENTATIVE. NO OR ZERO REPRESENTATIVE CONTRIBUTION PAID TOWARDS RESOLUTION.
Date: October 21, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE BOND FUND HE PURCHASED ON 5/19/2008 WS NOT THE "BEST RETURN IN THE SAFEST MUNICAPAL FUND". CLIENT WAS GIVEN FOUR CHOICES OF BOND FUNDS. MBSC/DREYFUS DENIED THE CLAIM IN A WRITTEN RESPONSE. Damage Amount Requested: $28,565.50
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MORRIS MURCIANO, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.