MYRNA MILAGROS RIVERA

MYRNA MILAGROS RIVERA is currently employed as a Broker and/or Investment Adviser at HUNTLEIGH SECURITIES CORPORATION located at CITY VIEW PLAZA, TOWER 1, SUITE 801, GUAYNABO, PR, 00968.

MYRNA MILAGROS RIVERA has worked at HUNTLEIGH SECURITIES CORPORATION since August 01, 2016

Disclosure History

MYRNA MILAGROS RIVERA has 1 Disclosure Event(s).

Date: June 10, 1991
Category: Customer Dispute
Allegations: CLAIMANT DISAPPOINTED THAT MFS FUND INVESTMENT DID NOT YIELD HIGHER RETURNS. ALLEGED ORAL AND WRITTEN MISREPRESENTATIONS: FAILURE TO SUPERVISE. ALLEGED DAMAGES: $450,850.00
Damage Amount Requested: $450,850.00
Settlement Amount: $325,000.00
Broker Comment: SETTLEMENT WAS FOR $325,000.00. SHEARSON PAIDTOTAL SETTLEMENTI REPEAT AND REAFFIRM THE DENIALS AND DEFENSESSET FORTH IN THE ANSWER. CLAIMANTS ARE OBVIOUSLY DISAPPOINTEDTHAT THEIR MFS FUND INVESTMENT DID NO YIELD HIGHER RETURNS.HOWEVER, IT IS ALSO OBVIOUS THAT THEIR ANGER IS DIRECTEDTOWARDS MFS AS, I UNDERSTAND, ALL THE CLAIMANTS CONTINUE TOMAINTAIN THEIR ACCOUNTS AT SHEARSON. I WAS NOT ASKED TOCONTRIBUTE TOWARDS THE SETTLEMENT.

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