NAN F GINGER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 5209 VILLAGE PKWY, ROGERS, AR, 72758.
NAN F GINGER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 24, 1982
Disclosure History
NAN F GINGER has 1 Disclosure Event(s).
Date: August 01, 1991 Category: Customer Dispute Allegations: ESCESSIVE AND UNAUTHORIZED TRANSACTIONS INUNSUITABLE SECURITIES, I.E., LIMITED PARTNERSHIPS-$245,025.00. Damage Amount Requested: $245,025.00 Damages Granted: $86,000.00 Broker Comment: MERRILL LYNCH WAS ORDERED TO PURHCASE LIMITEDPARTNERSHIPS IN [CUSTOMER'S] ACCOUNT FOR $86,000.00 - NOINTEREST AWARDEDTHE CLAIMS WERE BASED ON ALLEGED ALZHEIMER'SDISEASE SUFFERED BY [CUSTOMER]. AT THE TIME OF THE TRANSACTIONS[CUSTOMER] DID NOT SUFFER FROM ALZHEIMER'S AND THE PANEL MERELYORDERED MERRILL LYNCH TO BUY THE LIMITED PARTNERSHIPS AT THEVALUE REFLECTED FOR THE PARTNERSHIPS ON THE MONTHLY STATEMENTS.THE PANEL THEN DENIED ALL OTHER CLAIMS. THERE WAS NO EVIDENCEOF ANY IMPROPER ACTIVITY BY MS. JORGENSEN.
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