NANCY ELLEN BAKER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5301 WISCONSIN AVE STE 400, WASHINGTON, DC, 20015.
NANCY ELLEN BAKER has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
NANCY ELLEN BAKER has 1 Disclosure Event(s).
Date: September 23, 2002 Category: Customer Dispute Allegations: ALLEGED UNSUITABLE INVESTMENTS; UNAUTHORIZED TRADES; CHURNING; BREACH OF FIDUCIARY DUTY. ALLEGED DAMAGES, NOT SPECIFIED, OVER $5,000. Settlement Amount: $500,000.00 Broker Comment: I DENY ANY LIABILITY. THIS CASE WAS SETTLED FOR BUSINESS REASONS.
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