NANCY JEANNE GARTON

NANCY JEANNE GARTON is currently employed as a Broker and/or Investment Adviser at AMERITAS INVESTMENT CORP. located at 1501 EL CAMINO AVE, STE 1, SACRAMENTO, CA, 95815.

NANCY JEANNE GARTON has worked at AMERITAS INVESTMENT CORP. since December 09, 1997

Disclosure History

NANCY JEANNE GARTON has 1 Disclosure Event(s).

Date: January 05, 2016
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES MISREPRESENTATION OF DISABILITY POLICY PROVISIONS. 2/27/1995 - 07/15/2015

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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