NANCY PIERZALA WEHL is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 109 NORTH JEFFERSON ST, SUITE 3, HUNTSVILLE, AL, 35801.
NANCY PIERZALA WEHL has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 11, 1996
Disclosure History
NANCY PIERZALA WEHL has 2 Disclosure Event(s).
Date: February 27, 2003 Category: Customer Dispute Allegations: THE CLIENT ALLGES LOSSES IN EXCESS OF $5000.00 DUE TO INVESTMENT ADVICE FROM FEBRUARY 1999 TO MAY 2001. Damage Amount Requested: $5,000.00 Broker Comment: THE FIRM FOUND THE ADVISOR'S RECOMMENDATIONS TO BE CONSISTENT WITH THE CLIENTS GOALS, OBJECTIVES, AND RISK TOLERANCE. THE CLIENT MADE MULTIPLE CHANGES AND REJECTED MANY OF THE RECOMMENDATIONS. WE FOUND THE CLAIM UNJUSTIFIED AND TOOK NO FURTHER ACTION.
Date: March 23, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT CHARITABLE LEGACY PLAN OWNERSHIP OF HIS LIFE POLICY MAY CREATE SUBSTANTIAL TAX BURDENS IF THE IRS RULES AGAINST THE CHARITABLE OWNERSHIP AND DEDUCTIONS ALLOWED. THE CLIENT REQUESTS WE COVER ANY PENALTIES HE MAY INCUR IF THE IRS DOES NOT RULE IN HIS FAVOR. Damage Amount Requested: $139,286.00 Broker Comment: DUE TO THE SETTLEMENT TERMS OF THE CLASS ACTION LAWSUIT, WE WERE UNABLE TO PROVIDE ANY ADDITIONAL RELIEF OR PROMISE TO EXAMINE ADDITIONAL RELIEF TO THIS CLIENT.
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