NAOMI JO FELDOTT

NAOMI JO FELDOTT is currently employed as a Broker and/or Investment Adviser at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located at 500 Main Street, Dubuque, IA, 52001.

NAOMI JO FELDOTT has worked at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC since May 20, 2014

Disclosure History

NAOMI JO FELDOTT has 1 Disclosure Event(s).

Date: May 30, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I WAS A CO-SIGNER ON THE 2ND MORTGAGE OF AN INVESTMENT PROPERTY. THE MARKET COLLAPSE MADE IT DIFFICULT TO SELL THE HOUSE. HARRIS BANK AGREED TO RELEASE THE 2ND LIEN ON A SHORT SALE IF THEY WERE PAID $6000 FROM THE PROCEEDS OF THE SALE. I HAVE PAPERWORK TO SUPPORT THIS IF NEEDED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for NAOMI JO FELDOTT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.