Natalie Ann Miller

Natalie Ann Miller is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 8646 MEXICO RD, O FALLON, MO, 63366.

Natalie Ann Miller has worked at EDWARD JONES since May 15, 2014

Disclosure History

Natalie Ann Miller has 2 Disclosure Event(s).

Date: December 16, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE DISPUTE WAS REGARDING ONE AMOUNT, HOWEVER THE STATE FILED TWO LIENS. FILE #1211-MC0607 FOR $9,292.78 AND FILE #1211-MC06653 FOR $28,655.79 ($37,948.57 TOTAL).

Date: December 16, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE DISPUTE WAS REGARDING ONE AMOUNT, HOWEVER THE STATE FILED TWO LIENS. FILE #1211-MC06484 FOR $9,292.78 AND FILE #1211-MC06664 FOR $28,655.79 (TOTAL $37,948.57).

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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