NATALIE PAULINE RIVERA

NATALIE PAULINE RIVERA is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 155 WILLOWBROOK BLVD, # 330C, WAYNE, NJ, 07470.

NATALIE PAULINE RIVERA has worked at PFS INVESTMENTS INC. since May 03, 2017

Disclosure History

NATALIE PAULINE RIVERA has 1 Disclosure Event(s).

Date: November 23, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $378.00
Judgment/Lien Type: Tax
Broker Comment: I VISITED THE KINGS COUNTY CLERK AND THERE WAS NO RECORD OF THIS WARRANT ON FILE. IT'S NOT SATISFIED AS THERE IS NOTHING TO SATISFY.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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