NATASHA HELEN LESSARD is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 28 STATE STREET, BOSTON, MA, 02109.
NATASHA HELEN LESSARD has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
NATASHA HELEN LESSARD has 1 Disclosure Event(s).
Date: March 15, 2006 Category: Customer Dispute Allegations: CLIENT HAD GIVEN INSTRUCTIONS TO SELL 74,515 SHARES OF IVX, NOT HELD. UNBEKNOWNST TO ALL PARTIES, IT WAS THE FINAL DAY OF A TENDER OFFER. THE ORDER TO SELL WAS NOT COMPLETED. Damage Amount Requested: $111,408.73 Settlement Amount: $37,136.24 Broker Comment: THE FIRM MADE A BUSINESS DECISION TO ACCOMODATE THE CLIENT AND OFFERED A SETTLEMENT. THE CLIENT WHO IS A MONEY MANAGER ALONG WITH ANOTHER MONEY MANAGER ADVISOR WHO WORKS ON BEHALF OF THE CLIENT'S ACCOUNT, HAVE AGREED TO ABSORB AN EQUAL AMOUNT OF THE SETTLEMENT ON BEHALF OF THEIR SUB ACCOUNT CLIENTS.
More Information
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