NATHAN ELIJAH DE LA CRUZ

NATHAN ELIJAH DE LA CRUZ is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 825 EAST 1180 SOUTH, AMERICAN FORK, UT, 84003.

NATHAN ELIJAH DE LA CRUZ has worked at FIDELITY BROKERAGE SERVICES LLC since August 30, 2013

Disclosure History

NATHAN ELIJAH DE LA CRUZ has 1 Disclosure Event(s).

Date: September 28, 2016
Category: Customer Dispute
Allegations: Customer asserts that the registered representative gave misinformation regarding an options transaction.
Damage Amount Requested: $50,000.00
Settlement Amount: $24,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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