NATHAN PAUL KELLER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 716 SUPERIOR ST, WISCONSIN DELLS, WI, 53965.
NATHAN PAUL KELLER has worked at LPL FINANCIAL LLC since September 22, 2006
Disclosure History
NATHAN PAUL KELLER has 2 Disclosure Event(s).
Date: April 30, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT MUTUAL FUND BREAKPOINTS, FEES, AND SALES CHARGES WERE NOT DISCLOSED. Damage Amount Requested: $18,227.03
Date: September 17, 1997 Category: Criminal Charges: ONE; THEFT - DRIVER'S LICENSE MISDEMEANOR; GUILTY Charge Type: MISDEMEANOR Disposition: PLEAD GUILTY - PAID $86.15 FINE; 09/17/1997 Broker Comment: PLEAD GUILTY TO TAKING A GIRL'S DRIVER'S LICENSE. PAID FINE OF $86.15. MISDEMEANOR.
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