NATHAN PAUL ROGERS

NATHAN PAUL ROGERS is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 200 SOUTH 108TH AVENUE, STE F, OMAHA, NE, 68154.

NATHAN PAUL ROGERS has worked at TD AMERITRADE, INC. since February 26, 2018

Disclosure History

NATHAN PAUL ROGERS has 2 Disclosure Event(s).

Date: December 06, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $27,819.57
Judgment/Lien Type: Tax

Date: June 15, 2000
Category: Criminal
Charges: THEFT
Disposition: Dismissed
Broker Comment: ONE NIGHT (ON OR AROUND JUNE 11TH, 2000), I HAD DAMAGED A WHEEL AND TIRE ON MY OWN CAR. I WALKED TO AN AUTO DEALERSHIP I HAD RECENTLY WORKED FOR AND IGNORANTLY TOOK A CAR, INTENDING FIX MY OWN CAR AND RETURN THE CAR I HAD TAKEN BEFORE ANYONE NOTICED. THE EVENT WAS REPORTED VERY EARLY THE NEXT MORNING. THIS WAS A VERY EMBARRASSING AND HUMBLING EVENT FOR ME. BECAUSE I WAS A FIRST-TIME OFFENDER, I WAS OFFERED A DIVERSION PROGRAM. THIS MEANT THAT I COULD PAY A FINE AND WORK COMMUNITY SERVICE HOURS IN EXCHANGE FOR A DISMISSAL. I COMPLETED ALL REQUIREMENTS AND THE CASE WAS DISMISSED BY THE COURT IN AUGUST OF 2001. I HAVE BEEN IN NO TROUBLE SINCE, MEANING I HAVE NO CRIMINAL HISTORY AT ALL. I AM GRATEFUL THAT I WAS PROVIDED WITH THE OPPORTUNITY TO CLEAR THE CASE.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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