NATHAN ALLAN ZAROWNY

NATHAN ALLAN ZAROWNY is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 121 SW MORRISON ST, PORTLAND, OR, 97204.

NATHAN ALLAN ZAROWNY has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since June 16, 2016

Disclosure History

NATHAN ALLAN ZAROWNY has 1 Disclosure Event(s).

Date: June 23, 2010
Category: Criminal
Charges: DWI
Disposition: Dismissed
Broker Comment: CHARGERS WERE DISMISSED AS THE EVIDENCE WAS FOUND INCONCLUSIVE WITH ALL REGARD TO THE CHARGE.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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